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Due to various state regulations and registration
requirements concerning the dissemination of information
regarding investment products and services, we are currently
required to limit access of the following pages to individuals
residing in states where we are currently registered. A
broker/dealer, investment advisor, BD agent or IA rep may only
transact business in a particular state if first registered, or
is excluded or exempt from state broker/dealer, investment
adviser, BD agent, or IA registration requirements, as
appropriate. Follow-up, individualized responses to persons in a
state by such a firm or individual that involve either effecting
or attempting to effect transactions in securities, or the
rendering of personalized investment advice for compensation,
will not be made without first complying with appropriate
registration requirements, or an applicable exemption or
exclusion. For information concerning the licensing status or
disciplinary history of broker/dealer, investment adviser, BD
agent, or IA rep, a consumer should contact his or her state
securities law administrator. We are not currently licensed in
the following states. We are not allowed to let residents of
those states view the material presented in our web-site.
- Alabama
- Hawaii
- Kansas
- Maine
- Maryland
- Mississippi
- New Hampshire
- Rhode Island
- South Dakota
- Vermont
- West Virginia
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